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Capabilities in Practice (CiPs)

Otolaryngology CESR Portfolio Guide

Complete guide to the Otolaryngology Portfolio Pathway: 5 Capabilities in Practice (CiPs), 9 evidence sections, and a 6-year currency window. Based on official GMC Specialty Specific Guidance, published by Joint Committee on Intercollegiate Examinations (JCIE).

SSG Version: 13/05/2025

5
CiPs
9
Evidence Sections
6yr
Currency Window
800-1000p
Evidence Volume

Capabilities in Practice (CiPs)

The Otolaryngology SSG defines 5 Capabilities in Practice (CiPs) that Portfolio Pathway applicants must demonstrate competence in.

CiP 1

Manages an out-patient clinic

Able to perform all the administrative and clinical tasks required of a consultant surgeon in order that all patients presenting as outpatients in the specialty are care for safely and appropriately

  • Assesses and prioritises GP and inter-departmental referrals and deals correctly with inappropriate referrals
  • Assesses new and review patients using a structured history and a focused clinical examination to perform a full clinical assessment, and determines the appropriate plan of action, explains it to the patient and carries out the plan
  • Carries out syllabus defined practical investigations or procedures within the out-patient setting
  • Adapts approach to accommodate all channels of communication (e.g. interpreter, sign language), communicates using language understandable to the patient, and demonstrates communication skills with particular regard to breaking bad news. Appropriately involves relatives and friends
  • Takes co-morbidities into account
  • Requests appropriate investigations, does not investigate when not necessary, and interprets results of investigations in context
  • Selects patients with urgent conditions who should be admitted from clinic
  • Manages potentially difficult or challenging interpersonal situations, including breaking bad news and complaints
  • Completes all required documentation
  • Makes good use of time
  • Uses consultation to emphasise health promotion
CiP 2

Manages the unselected emergency take

All patients with an emergency condition requiring management within the specialty. Able to perform all the administrative and clinical tasks required of a consultant surgeon in order that all patients presenting as emergencies in the specialty are cared for safely and appropriately

  • Promptly assesses acutely unwell and deteriorating patients, delivers resuscitative treatment and initial management, and ensures sepsis is recognised and treated in compliance with protocol
  • Makes a full assessment of patients by taking a structured history and by performing a focused clinical examination, and requests, interprets and discusses appropriate investigations to synthesise findings into an appropriate overall impression, management plan and diagnosis
  • Identifies, accounts for and manages co-morbidity in the context of the surgical presentation, referring for specialist advice when necessary
  • Selects patients for conservative and operative treatment plans as appropriate, explaining these to the patient, and carrying them out
  • Demonstrates effective communication with colleagues, patients and relatives
  • Makes appropriate peri- and post-operative management plans in conjunction with anaesthetic colleagues
  • Delivers ongoing post-operative surgical care in ward and critical care settings, recognising and appropriately managing medical and surgical complications, and referring for specialist care when necessary
  • Makes appropriate discharge and follow up arrangements
  • Carries out all operative procedures as described in the syllabus
  • Manages potentially difficult or challenging interpersonal situations
  • Gives and receives appropriate handover
CiP 3

Manages ward rounds and in-patients

Manages all hospital in-patients with conditions requiring management within the specialty. Able to perform all the administrative and clinical tasks required of a consultant surgeon in order that all inpatients requiring care within the specialty are cared for safely and appropriately

  • Identifies at the start of a ward round if there are acutely unwell patients who require immediate attention
  • Ensures that all necessary members of the multi-disciplinary team are present, knows what is expected of them and what each other’s roles and contributions will be, and contributes effectively to cross specialty working
  • Ensures that all documentation (including results of investigations) will be available when required and interprets them appropriately
  • Makes a full assessment of patients by taking a structured history and by performing a focused clinical examination, and requests, interprets and discusses appropriate investigations to synthesise findings into an appropriate overall impression, management plan and diagnosis
  • Identifies when the clinical course is progressing as expected and when medical or surgical complications are developing, and recognises when operative intervention or re-intervention is required and ensures this is carried out
  • Identifies and initially manages co-morbidity and medical complications, referring on to other specialties as appropriate
  • Contributes effectively to level 2 and level 3 care
  • Makes good use of time, ensuring all necessary assessments are made and discussions held, while continuing to make progress with the overall workload of the ward round
  • Identifies when further therapeutic manoeuvres are not in the patient’s best interests, initiates palliative care, refers for specialist advice as required, and discusses plans with the patient and their family
  • Summarises important points at the end of the ward rounds and ensures all members of the multi-disciplinary team understand the management plans and their roles within them
  • Gives appropriate advice for discharge documentation and follow-up
CiP 4

Manages the Operating list

All patients with conditions requiring operative treatment within the specialty. Able to perform all the administrative and clinical tasks required of a consultant surgeon in order that all patients requiring operative treatment receive it safely and appropriately

  • Selects patients appropriately for surgery, taking the surgical condition, co-morbidities, medication and investigations into account, and adds the patient to the waiting list with appropriate priority
  • Understands when prophylactic antibiotics should be prescribed and follows local protocol
  • Negotiates reasonable treatment options and shares decision-making with patients
  • Takes informed consent in line with national legislation or applies national legislation for patients who are not competent to give consent
  • Arranges anaesthetic assessment as required
  • Undertakes the appropriate process to list the patient for surgery
  • Prepares the operating list, accounting for case mix, skill mix, operating time, clinical priorities, and patient co-morbidity
  • Leads the brief and debrief and ensures all relevant points are covered for all patients on the operating list
  • Ensures the WHO checklist (or equivalent) is completed for each patient at both the beginning and end of each procedure
  • Synthesises the patient’s surgical condition, the technical details of the operation, comorbidities and medication into an appropriate operative plan for the patient
  • Carries out the operative procedures to the required level for the phase of training as described in the specialty syllabus
  • Uses good judgement to adapt operative strategy to take account of pathological findings and any changes in clinical condition
  • Undertakes the operation in a technically safe manner, using time efficiently
  • Demonstrates good application of knowledge and non-technical skills in the operating theatre, including situation awareness, decision-making, communication, leadership, and teamwork
  • Writes a full operation note for each patient, ensuring inclusion of all post-operative instructions
  • Reviews all patients post-operatively
  • Manages complications safely, requesting help from colleagues where required
CiP 5

Manages multi-disciplinary working

Manages all patients with conditions requiring interdisciplinary management including care within the specialty. Able to perform all the administrative and clinical tasks of a consultant surgeon in order that safe and appropriate multi-disciplinary decisions are made on all patients with conditions requiring care within the specialty.

  • Appropriately selects patients who require discussion at the multi-disciplinary team
  • Follows the appropriate administrative process
  • Engages constructively with all members of the multi-disciplinary team in reaching an agreed management decision, taking co-morbidities into account, recognising when uncertainty exists, and being able to manage this
  • Deals correctly with inappropriate referrals for discussion (e.g. postpones discussion if information is incomplete or out-of-date)
  • Presents relevant case history, recognising important clinical features, co-morbidities and investigations
  • Identifies patients with unusual, serious or urgent conditions
  • Effectively manages potentially challenging situations such as conflicting opinions
  • Develops a clear management plan and communicates discussion outcomes and subsequent plans by appropriate means to the patient, GP and administrative staff as appropriate
  • Manages time to ensure the case list is discussed in the time available
  • Arranges follow up investigations when appropriate and knows indications for follow up

Evidence Requirements

The SSG specifies 9 evidence sections. Each section describes what evidence to provide and how to present it.

Evidence of training, qualifications, and employment

Substantial primary evidence for any previous training towards a medical qualification should only be submitted if the training is directly relevant to your capabilities and dates from the past six years.

What to provide

  • CV
  • Employment letters
  • On call rotas
  • Primary medical qualification (PMQ)

How to present

Organised to reflect the structure of the online application.

Knowledge

You must demonstrate knowledge appropriate for specialist practice in the UK. The Joint Committee on Intercollegiate Examinations (JCIE) specialty examination- FRCS (ORL) demonstrates this.

What to provide

  • FRCS (ORL) certificate together with confirmation of this from the JCIE
  • Or a portfolio of knowledge, which shows equivalent knowledge to the curriculum including a detailed, thorough and succinct cross-referencing mapping exercise

How to present

Supply the relevant syllabus / curricula, show what the qualification tests, and explain how it tests.

Skills and experience

Clinical experience – evidence of the breadth of clinical experience required to meet the CiP outcomes as defined in the specialty syllabus.

What to provide

  • Logbooks in eLogbook format
  • Consolidation reports (operative group report and SAC indicative procedures report)
  • Workplace Based Assessments (WBAs) including PBAs and CBDs/CEXs

How to present

Full logbooks should be uploaded per institution and named as follows: Institution – time period covered. Upload each consolidation report as a separate upload. Group WBAs into as few PDF files as possible by WBA type and institution.

CPD/Conferences

Evidence of up to date competencies in Advanced Trauma Life Support and engagement in CPD.

What to provide

  • ATLS, European Trauma Course, Definitive Surgical Trauma Skills course or equivalent
  • CPD evidence
  • Evidence of having attended national or international conferences and meetings

How to present

Grouped by activity.

Research

Applicants must provide evidence of having met the relevant requirements for research and scholarship as set out under GPC 9.

What to provide

  • A higher degree by research at level 7 or level 8
  • Publications
  • Poster or podium presentations at national or international meetings
  • Evidence of full audit cycles presented
  • GCP course in Research Governance
  • Evidence of journal club activity

How to present

At least one piece of evidence is submitted for each of the four areas. State which piece of evidence is for which area.

Medical education and training

Evidence of an understanding of, and participation in, medical education.

What to provide

  • ‘Training the Trainers’ course or equivalent
  • Lecture slides to show your involvement in training
  • Timetables which clearly show your involvement in training
  • Evidence from instances of ad hoc training
  • A variety of written structured feedback from those taught
  • Evidence of assessing others (e.g. WBAs)
  • Appraisal which confirms and details your role in teaching and training

How to present

Please group and upload evidence by teaching activity with a clear description: e.g. Stepping Hill – Foundation doctor training – Presentation, feedback and timetable – 2018

Quality Improvement

Evidence of an understanding of, and participation in, audit or quality/service improvement.

What to provide

  • Evidence of completing or supervising 3 audit or quality/service improvement projects in the last six years (WTE)
  • Slides of an audit presentation
  • Audit reports
  • Presentations of audit work

How to present

Please group and upload evidence by audit activity with a clear description. Provide your audits in reverse chronological order.

Management and Leadership

Evidence of leadership and having taken part in a management related activity.

What to provide

  • A course on UK health service management
  • A reflection on the course
  • Leadership courses / modules / training /coaching
  • Evidence of having taken part in management and leadership activities (e.g. rota organisation, clinical lead, audit lead, committee chair)

How to present

Please group and upload evidence by activity with a clear description: e.g. UK NHS Management course and course programme with reflections July 2023

Additional evidence

Suggested evidence to demonstrate outcomes such as Appraisal, Multidisciplinary working, Communication, Partnerships with patients, Dealing with complaints, Health and safety, Equality and diversity.

What to provide

  • Appraisal (two x cycles of recent appraisal)
  • MSF or 360
  • Referral letters, emails between colleagues
  • Minutes from MDTs
  • Courses relating to consent
  • Primary evidence of a complaint dealt with, together with learning and reflection
  • Mandatory Trust courses (Infection Control, Safeguarding, EDI)

How to present

Provide an explanatory statement/cover note in each section if cross-referencing evidence.

Critical Conditions

The SSG requires evidence of managing 12 critical conditions at specified competence levels.

ConditionAssessment TypeMin Level
Adult airway obstruction (malignancy, inhalation injury etc.)CBD/CEX4
Paediatric airway obstructionCBD/CEX4
Upper aero-digestive tract foreign body and chemical injury (including batteries)CBD/CEX4
Acute infections of the upper aero-digestive tract including tonsillitis & supraglottitisCBD/CEX4
Deep neck space abscess and necrotising fasciitisCBD/CEX4
Management of tonsillar haemorrhage and other major upper aerodigestive tract haemorrhageCBD/CEX4
Blunt and penetrating trauma to the neckCBD/CEX4
Epistaxis including sphenopalatine artery ligationCBD/CEX4
Complications of acute and chronic sinusitis including orbital cellulitisCBD/CEX4
Complications of ear sepsis including acute mastoiditis and necrotising otitis externaCBD/CEX4
Acute balance disorder including vestibulopathy, and diagnostic understanding of brain stem stroke and multiple sclerosisCBD/CEX4
Sudden onset sensorineural hearing lossCBD/CEX4

Index Procedures

7 index procedures require procedural-based assessments (PBAs) with specified minimum assessors and competence levels.

ProcedureCategoryMin PBAsMin AssessorsMin Level
Mastoid operations14
Major neck operations (including all neck dissections, all open malignant head and neck surgery, parotid and thyroid surgery)14
Tracheostomies14
Paediatric endoscopies (including flexible)14
Septorhinoplasties (or septoplasty and MUA from the pandemic period)14
Functional endoscopic sinus surgery14
Removal of foreign bodies from airway14

Special Interest Areas

OtologyRhinologyHead and NeckThyroid and ParathyroidLaryngologyPaediatric OtolaryngologyGeneral Otolaryngology as a special interest

Knowledge Requirements

Primary Path

Joint Committee on Intercollegiate Examinations (JCIE) specialty examination- FRCS (ORL)

Alternative Path

A portfolio of knowledge, which shows equivalent knowledge to the curriculum, including a detailed, thorough and succinct cross-referencing mapping exercise.

The Joint Surgical Colleges Fellowship Examination (JSCFE) on its own does not show knowledge appropriate for specialist practice. The European Board Examination (EBE-ORL-HNS) is unlikely to show knowledge as described.

Referee Requirements

4

Referee Reports Required

Over the last two years of practice (WTE, does not need to be consecutive) prior to your application.

  • Consultants who have observed your practice
  • At least two with significant involvement in training and knowledge of assessment processes
  • One from the head of your specialty department (e.g. Clinical Director)

Volume and Assessment Targets

The SSG specifies minimum volume and assessment targets for this specialty.

Indicative operations as principle or main assisting surgeon

Operations

Min count: 2000

Audit or quality/service improvement projects

Projects

Min count: 3last six years (WTE)

Mastoid operations (Main surgeon P, T, S-TU, S-TS)

Operations

Min count: 10

Major neck operations (Main surgeon P, T, S-TU, S-TS)

Operations

Min count: 10

Tracheostomies (Main surgeon P, T, S-TU, S-TS)

Operations

Min count: 10

Paediatric endoscopies (Main surgeon P, T, S-TU, S-TS)

Operations

Min count: 10

Septorhinoplasties (Main surgeon P, T, S-TU, S-TS)

Operations

Min count: 10

Functional endoscopic sinus surgery (Only scrubbed surgeon P, T, S-TU)

Operations

Min count: 10

Removal of foreign bodies from airway (Main surgeon P, T, S-TU, S-TS)

Operations

Min count: 10

Currency Window & Evidence Volume

Currency Window

6

Years

Evidence drawn from the last six years of clinical practice prior to submission (WTE, does not need to be consecutive). If you have had a break in practise in the last six calendar years, 50% of your evidence of competency in the critical conditions (CBDs) and emergency index procedures (PBAs) should be drawn from the last two years clinical practise. If working less than full time, evidence should be weighted to more recent years of practise.

Evidence Volume

800-1000 pages

Additional Notes

Unbundling of cases, i.e. splitting up standard operations into two or more parts, in order to count operations as multiple cases on one patient is not permitted.

Simulated operations are not acceptable for index procedures.

Do not submit original documents. You must provide your evidence electronically.

You will need to make sure your evidence meets our requirements, this includes anonymising (redacting) identifiable information.

Frequently Asked Questions

What is the Otolaryngology CESR portfolio?
The Otolaryngology CESR portfolio is a collection of evidence demonstrating equivalence to UK CCT standards, submitted via the GMC Portfolio Pathway. It is assessed against the Specialty Specific Guidance for Otolaryngology.
How many framework units does Otolaryngology require?
The Otolaryngology SSG defines 5 Capabilities in Practice (CiPs) and 9 evidence sections.
What evidence is required for Otolaryngology specialist registration?
Evidence requirements are defined in 9 sections covering areas such as Evidence of training, qualifications, and employment, Knowledge, Skills and experience, and more.
How long is the currency window for Otolaryngology?
The currency window for Otolaryngology is 6 years. Evidence drawn from the last six years of clinical practice prior to submission (WTE, does not need to be consecutive). If you have had a break in practise in the last six calendar years, 50% of your evidence of competency in the critical conditions (CBDs) and emergency index procedures (PBAs) should be drawn from the last two years clinical practise. If working less than full time, evidence should be weighted to more recent years of practise.
What index procedures are required for Otolaryngology?
Otolaryngology requires procedural-based assessments for 7 index procedures across the specialty.

Start Your Otolaryngology Portfolio

Map your evidence to the Otolaryngology framework, track readiness, and export your GMC submission.